Financial Services

Representative engagements completed by Rutter Hobbs & Davidoff's attorneys for Financial Services companies include:

• Assisted private investment company with its initial private placement transaction and a follow-on offering relative to the purchase of equity in an environmentally-themed outdoor media company.
• As outside general counsel, provide a full range of legal services to a mortgage company.
• Obtained a $450,000 judgment for a professional accounting services client based on a breach of contract arbitration.
• Provided employment law advice to an independent, full service community bank.
• Represented a specialty lender in an out-of-court workout, including restructuring its operations and the sale of its loan portfolio for $55 million to a hedge fund.
• Filed a copyright application for proprietary software and numerous trademark applications for a prominent mortgage, student loan and insurance lead generation company.
• Helped form a publicly traded index fund by assisting with investor subscription agreements, extensive equity index licensing agreements, and structured products licensing agreements.
• Assisted an investment banking firm in obtaining a settlement recovery in Federal Court from a Nevada hotel operator/developer who had failed to pay a fee owed.
• Assisted an investment bank with client engagement letters and negotiated warrant and equity interest agreements.
• Represented shareholders involved in a shareholder dispute with an investment firm.
• Negotiated employment agreements for executives of financial services firms.
• Represented general aviation finance companies in litigation with borrowers in default. Repossessed aircraft and represented general aviation finance companies as creditors in bankruptcy proceedings.
• Represented aviation finance companies in litigation over various aspects of aircraft lease and financing transactions.